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ISACA AAIA Exam Syllabus Topics:
Topic
Details
Topic 1
- AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
Topic 2
- AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.
Topic 3
- Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
ISACA Advanced in AI Audit Sample Questions (Q65-Q70):
NEW QUESTION # 65
Which of the following is an IS auditor's MOST important course of action when determining whether source data should be entered into approved generative AI tools to assist with an audit?
- A. Determine whether the information is reliable.
- B. Validate that the tool provides a privacy notice.
- C. Validate that the tool is leveraging the latest model.
- D. Determine whether any AI model hallucinations have occurred.
Answer: A
NEW QUESTION # 66
Which of the following is MOST important for an IS auditor to review during an AI system audit in order to determine compliance with intellectual property and data rights?
- A. Use of open-source intellectual property
- B. Data performance metrics
- C. Model runtime efficiency logs
- D. Data usage agreements
Answer: D
NEW QUESTION # 67
During a pre-implementation risk assessment, an AI model is determined to present a significant risk of bias and potential harm in excess of the organization's risk tolerance. Which of the following is the MOST appropriate response?
- A. Revisit the risk tolerance to ensure it is appropriate.
- B. Obtain board approval for an exception.
- C. Postpone deployment until the risk can be safely managed.
- D. Enhance the data that the model is trained on.
Answer: C
NEW QUESTION # 68
Which of the following is the MOST effective way an IS auditor could use generative AI to plan an audit of a new database storing transactional data?
- A. Summarizing meeting transcripts from interviews with database administrators (DBAs)
- B. Developing architecture diagrams
- C. Identifying technology-specific risk and considerations
- D. Identifying separation of duties conflicts for database data changes
Answer: C
NEW QUESTION # 69
Which of the following is the MOST important risk for an IS auditor to consider when reviewing the adoption of an AI system?
- A. Costs associated with AI system maintenance
- B. Bias in AI system decision making
- C. Resistance to the use of AI technology
- D. Immaturity of AI systems in the industry
Answer: B
NEW QUESTION # 70
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